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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme [electronic Resource]

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme [electronic Resource] PDF Author: H. David Kotz
Publisher: DIANE Publishing
ISBN: 1437921868
Category : Governmental investigations
Languages : en
Pages : 457

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Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF Author: United States. Securities and Exchange Commission. Office of Investigations
Publisher:
ISBN:
Category :
Languages : en
Pages :

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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme [electronic Resource]

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme [electronic Resource] PDF Author: H. David Kotz
Publisher: DIANE Publishing
ISBN: 1437921868
Category : Governmental investigations
Languages : en
Pages : 457

View

Book Description
Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF Author: Etats-Unis. Securities and exchange commission
Publisher:
ISBN:
Category :
Languages : en
Pages : 457

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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF Author: United States. Securities and Exchange Commission. Office of Investigations
Publisher:
ISBN:
Category : Commercial crimes
Languages : en
Pages : 480

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Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF Author:
Publisher:
ISBN:
Category : Governmental investigations
Languages : en
Pages : 22

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Report of Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme

Report of Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme PDF Author: H. David Kotz
Publisher: DIANE Publishing
ISBN: 1437921884
Category :
Languages : en
Pages : 22

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Book Description
This investigation did not find evidence that any SEC personnel who worked on an SEC exam. of Madoff Invest. Securities, LLC had any financial or other inappropriate connection with Bernard Madoff or the Madoff family that influenced the conduct of their exam. work. It also did not find that former SEC Assist. Dir. Eric Swanson's romantic relationship with Bernard Madoff¿s niece influenced the conduct of the SEC exam. of Madoff. The investigation did find, however, that the SEC received more than ample info. in the form of detailed and substantive complaints over the years to warrant a thorough and comprehensive exam. of Bernard Madoff and BMIS for operating a Ponzi scheme. A thorough and competent exam. was never performed. Illus.

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme, - Public Version -, August 31, 2009

Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme, - Public Version -, August 31, 2009 PDF Author: United States. Securities and Exchange Commission
Publisher:
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Category :
Languages : en
Pages :

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Madoff Ponzi Scheme

Madoff Ponzi Scheme PDF Author: Russell B. Turner
Publisher: Nova Science Pub Incorporated
ISBN: 9781616681654
Category : Business & Economics
Languages : en
Pages : 362

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Book Description
This title includes a book & CD-ROM. This book contains the fully-indexed text of the SEC investigation of the failure to uncover the Bernard Madoff Ponzi Scheme. The accompanying CD-ROM includes essential backup testimony and related reports.

Oversight of the Securities and Exchange Commission's Failure to Identify the Bernard L. Madoff Ponzi Scheme and how to Improve SEC Performance

Oversight of the Securities and Exchange Commission's Failure to Identify the Bernard L. Madoff Ponzi Scheme and how to Improve SEC Performance PDF Author: United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher:
ISBN:
Category : Government publications
Languages : en
Pages : 144

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Phishing for Phools

Phishing for Phools PDF Author: George A. Akerlof
Publisher: Princeton University Press
ISBN: 0691173028
Category : Business & Economics
Languages : en
Pages : 288

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Book Description
Why the free-market system encourages so much trickery even as it creates so much good Ever since Adam Smith, the central teaching of economics has been that free markets provide us with material well-being, as if by an invisible hand. In Phishing for Phools, Nobel Prize–winning economists George Akerlof and Robert Shiller deliver a fundamental challenge to this insight, arguing that markets harm as well as help us. As long as there is profit to be made, sellers will systematically exploit our psychological weaknesses and our ignorance through manipulation and deception. Rather than being essentially benign and always creating the greater good, markets are inherently filled with tricks and traps and will "phish" us as "phools." Phishing for Phools therefore strikes a radically new direction in economics, based on the intuitive idea that markets both give and take away. Akerlof and Shiller bring this idea to life through dozens of stories that show how phishing affects everyone, in almost every walk of life. We spend our money up to the limit, and then worry about how to pay the next month's bills. The financial system soars, then crashes. We are attracted, more than we know, by advertising. Our political system is distorted by money. We pay too much for gym memberships, cars, houses, and credit cards. Drug companies ingeniously market pharmaceuticals that do us little good, and sometimes are downright dangerous. Phishing for Phools explores the central role of manipulation and deception in fascinating detail in each of these areas and many more. It thereby explains a paradox: why, at a time when we are better off than ever before in history, all too many of us are leading lives of quiet desperation. At the same time, the book tells stories of individuals who have stood against economic trickery—and how it can be reduced through greater knowledge, reform, and regulation.